Definitions
Severe asthma, in accordance with the definition included in the GINA report [1] is a form of asthma requiring therapy corresponding to step 4 or 5 (according to GINA), that is at least high-dosage inhaled corticosteroids (ICS) combined with a long-acting β agonist (LABA) or other controller (theophylline, antileukotriene drugs); or asthma requiring the use of systemic corticosteroids (SCS) for more than 50% of days per year to prevent loss of control of the disease; or asthma that remains uncontrolled in spite of the intensive treatment described above.
The term uncontrolled asthma encompasses the forms of the disease meeting at least one of the following criteria:
Poor control of the symptoms evaluated using commonly available questionnaires (e.g. a score higher than 1.5 in the Asthma Control Questionnaire (ACQ) or a score below 20 in the Asthma Control Test (ACT));
Frequent exacerbations of asthma (more than 2 a year, lasting at least 3 days);
Severe exacerbations (requiring a hospitalisation and/or use of systemic corticosteroids);
Persistent airway obturation (FEV1/FVC ratio < 70% or below 5th percentile, FEV1 < 80% in bronchial obstruction reversibility test);
Controlled asthma deteriorating after an attempt at reducing high doses of ICS or SCS.
To summarize the above definitions, severe asthma is a form of the disease which requires intensive pharmacotherapy to be controlled or remains uncontrolled despite such a treatment. The emphasis is put on the treatment intensity, the consequences of long-term SCS therapy and the lack of disease control. Also the criteria facilitating the identification of loss of control over the disease are provided.
On the other hand, the report under the auspices of WHO [2] defines uncontrolled asthma as a form of the disease involving a risk of frequent exacerbations (or death) and/or side effects of the used medication and/or consequences of the chronic disease, including impaired respiratory function or impaired lung development in children. Three types of the disease have been identified:
Severe untreated asthma (the severe course of the disease results from the lack of access to appropriate treatment or failure to use it);
Severe difficult-to-treat asthma, where the lack of response or poor response to therapy results from other factors than the asthma itself, such as poor patient compliance, environmental factors (e.g. tobacco smoke, household or work-related allergens), psychosocial factors and concomitant diseases;
Severe treatment-resistant asthma, where disease control cannot be achieved in spite of using the highest doses of recommended drugs (treatment-resistant asthma, steroid-resistant asthma); or where disease control is possible only with the highest doses of drugs (e.g. steroid-dependent asthma).
In the above definitions, the emphasis is put on the fact that the difficulties in controlling asthma do not always have to result from the severe course of the asthma itself, but may be related to the symptoms of concomitant diseases, the presence of environmental factors or practical aspects (such as lack of compliance with the medical recommendations). In practice, the diagnosis of severe asthma from the perspective of indications to biological therapy requires the exclusion of the above-mentioned factors hindering the achievement of the optimum disease control. This results in a practical recommendation that the patients with suspected severe asthma should be referred to a specialist consultation (of an allergologist or a pulmonologist) in a centre experienced in treating patients with severe asthma, or should be under constant supervision in such a centre. To sum up, the term ‘severe asthma’ covers a heterogeneous group of patients. There are no defined pathological mechanisms or biomarkers related to this form of the disease. The diagnosis is made on the basis of the clinical image, the course of the disease and the response (or its lack) to the treatment. It should be emphasized that the functional parameters of the respiratory system (especially measured at one time point) are not an optimum way to assess the disease severity or response to the introduced biological treatment. The confirmation of the diagnosis of severe asthma should lead to consideration of indications for the inclusion of biological therapies, in accordance with the therapeutic recommendations included in the GINA guidelines [1].
Epidemiology of severe asthma
The incidence of severe asthma is estimated as 5–10% of the population of patients with bronchial asthma [1]. In reference centres specialising in the treatment of patients with severe obstructive diseases, the rate of patients with severe asthma may reach 7–15%.
Burdens related to severe bronchial asthma
Severe asthma is a significant burden for the patients, their families and the healthcare system. This stems from intensified symptoms, costs of medication, a significant impairment of everyday functioning and life quality, as well as limitations in social and professional life. From the perspective of healthcare systems, the burdens are related to numerous exacerbations, hospitalisations, additional unscheduled medical consultations, and medication use. The analyses of data from Finland show that the treatment costs of a patient with severe asthma are 13 times as high as the treatment costs of patients with less severe forms of the disease [3]. In the USA, hospitalisation costs constitute as much as 51.2% of asthma-related expenses of the state. Further 10.5% is spent on emergency aid, 18.4% on out-patient treatment and 19.9% on drug reimbursement [4]. In Poland, the costs of out-patient treatment of exacerbations in the COAX study were estimated at PLN 247 (EUR 62.70) while the costs on an exacerbation-related hospitalisation were estimated at PLN 3,988 (EUR 1,012.00) [5]. It should be stressed that severe asthma entails significant indirect social costs, that is costs resulting from a significant prevalence and high sick absence rate, lower productivity, treatment of complications or therapy consequences (systemic corticosteroids) as well as long-term incapacity to work and premature deaths.
Differential diagnosis of severe asthma
The clinical image of uncontrolled, difficult-to-treat asthma and the suspicion of severe asthma require detailed differential diagnosis (Table 1) and the assessment of the potential factors hindering the optimum control over the disease (Table 2) before any treatment modification, and particularly before considering the patient eligible for biological therapy [6, 7]. In practice, the patient should be treated/supervised in a specialist centre (allergology/pulmonology) with experience in the diagnosis and treatment of patients with obstructive diseases.
Table 1
Table 2
Therapy of severe asthma
In accordance with the GINA guidelines, at step 5 of the treatment (in case of inefficiency of the step 4 treatment, i.e. at least moderate or high ICS doses + LABA), the patient should be referred to a specialist centre for an assessment if they are eligible for the inclusion of additional treatment. The proposed methods of therapy intensification include the addition of tiotropium, the inclusion of anti-IgE (omalizumab) or anti-IL-5 (mepolizumab, reslizumab) biological therapy, or an antibody directed against α subunit of the IL-5 receptor (benralizumab). Other methods include treatment guided by induced sputum eosinophil count and bronchial thermoplasty. Adding systemic corticosteroids (≤ 7.5 mg/day of prednisone, or equivalent) is considered as the last option. The sequence of recommended therapy intensification methods is clear and stems directly from the significant risk of major side effects induced by systemic corticosteroids.
Burdens related to the use of systemic corticosteroids in the therapy of asthma
The potential side effects of chronic SCS therapy include steroid diabetes, hypertension, body weight gain, skin thinning, easy bruising, oral thrush, increased infection risk, depression, myopathies, cataract, glaucoma, osteoporosis, increased risk of fractures, and insomnia. In some patients, especially after long-term or frequently repeated therapy with SCS, the clinical image resembles iatrogenic Cushing syndrome. Interestingly, the newest analysis of Waljee et al. [8] on a group of 1.5 million patients (300,000 of which received SCS at the average dose of 20 mg of prednisone for 6 days) showed a significant increase in the risk of sepsis, venous thromboembolism and fractures even after single, relatively short courses of SCS therapy. In another observational study, chronic therapy with prednisone at the dose of 5 mg/day was related to a significant increase in the risk of vertebral fractures (OR = 9.2), myopathies (OR = 3.3) and cataract (OR = 3.1) [9]. To sum up, taking into consideration the risk of side effects as well as the burden for the patient and the healthcare system related to the use of SCS, therapy intensification for severe asthma should first involve inclusion of biological therapy and not the use of SCS. When SCS are used for ≥ 3 months, osteoporosis prophylaxis is recommended.
Clinical trials on using biological therapies in the treatment of severe asthma
The results of many randomised, placebo-controlled trials confirmed the efficiency of omalizumab in the improvement of disease control and patient life quality. The observed results included a decrease in the use of relievers, ICS and SCS, as well as a significant drop in the risk of exacerbations in the group of patients with severe atopic asthma. For this reason, omalizumab entered the therapy standards for the step 5 bronchial asthma therapy according to the GINA guidelines [1]. The registration trials of mepolizumab, a humanised monoclonal anti-IL-5 antibody, are known under the acronyms DREAM, SIRIUS and MENSA. Pavord et al. [10] described the results of the observation of a group of 621 patients (aged 17–74 years) with uncontrolled severe asthma, frequent exacerbations and sputum eosinophilia (> 3%), blood eosinophilia (> 300 cells/μl) or fractional exhale nitric oxide (FeNO) > 50 ppb. The number of exacerbations dropped by 39% to 48%, depending on the mepolizumab dose (75, 250 and 750 mg i.v. for a year) in the active group in comparison to the placebo group. Bel et al. [11] assessed whether it is possible to reduce the doses of SCS after introducing 100 mg of mepolizumab subcutaneously in patients with severe asthma and blood eosinophilia over 150 cells/μl at screening or over 300 cells/μl in the previous 12 months. In the group receiving the active substance, it was possible to reduce the doses of oral corticosteroids by 50%, and achieve a simultaneous 32% drop in the number of exacerbations and a significant improvement of the disease control in comparison to placebo. In the MENSA trial, Ortega et al. [12] observed a cohort of 576 patients with severe asthma (aged 12–82 years), with frequent exacerbations and eosinophilia-related criteria as in the previously described study. The patients received mepolizumab: 100 mg subcutaneously or 75 mg intravenously. The results included a significant drop in the number of exacerbations (53% after subcutaneous administration and 47% after intravenous administration) as well as an improvement of the airflow parameters, disease control and life quality. Two key clinical trials on the use of benralizumab in severe asthma are known under the acronyms CALIMA [13] and SIROCCO [14]. The CALIMA study [13] involved 2,505 patients (aged 12–75 years) with severe asthma which could not be controlled despite using moderate or high doses of inhaled corticosteroids (ICS) together with long-acting β-antagonist (LABA), who had at least two exacerbations in the previous year. The patients were randomised (1 : 1 : 1) to groups receiving benralizumab 30 mg SC every 4 weeks (Q4W), benralizumab 30 mg SC every 8 weeks (Q8W, first three doses every 4 weeks) or placebo for 56 weeks. Benralizumab significantly decreased the frequency of asthma exacerbations (by about 36% in the Q4W scheme and by 28% in the Q8W scheme) in comparison to placebo. In the CALIMA study [13], benralizumab significantly decreased the frequency of asthma exacerbations (by 45% in the Q4W scheme and by 51% in the Q8W scheme) in comparison to placebo. The groups receiving benralizumab had also better ventilation parameters, and in the Q8W group the intensity of the symptoms decreased. Nair et al. (ZONDA study) [15] evaluated the potential influence of benralizumab on the reduction of the ICS dose in patients with severe asthma. Two hundred and twenty patients were randomised to active treatment (benralizumab 30 mg SC every 4 or 8 weeks, three first doses every 4 weeks) or placebo groups. The follow-up in week 28 showed a significant reduction in the average dose of oral corticosteroids in patients treated with benralizumab (a decrease by 75% in comparison to baseline in the active treatment group, compared to 25% in the placebo group, p < 0.001). The frequency of exacerbations was 55% lower (in comparison to placebo) in the Q4W scheme and 70% lower (in comparison to placebo) in the Q8W scheme. The key characteristics of benralizumab in comparison to other anti-IL-5 monoclonal antibodies (mepolizumab and reslizumab) are presented in Table 3.
Table 3
In most clinical trials and real-life observations, the number and character of side effects did not differ between the biological therapy and placebo groups. The observation of pregnancies and health of the children from 169 pregnancies during which the mothers received omalizumab (exposure median: 8.8 months) did not show an increased risk of birth defects or complications during pregnancy and delivery [16]. The question how the therapies influence the risk of parasitic infestations is still to be investigated. However, there are no reports suggesting a significant increase in the infestation risk in our climate zone. There are no detailed data about the risk of potential systemic hypersensitivity reactions in patients with asthma receiving biological therapy. It is recommended that after the administration of biological drugs the patient should remain under the supervision of healthcare professionals trained in the diagnosis and treatment of anaphylactic reactions for 2 h after the first dose of the drug and for 30 min after every subsequent dose.
Real-life studies on using biological therapies in the treatment of severe asthma
After the launch of omalizumab on the market, real-life studies evaluating its efficiency in the conditions of everyday clinical practice were conducted. Korn et al. [17] concluded that as early as after 6 months of using this antibody in patients with severe asthma, the number of patients with exacerbations decreased almost five times, and the total number of exacerbations decreased by 82%. Braustahl et al. published the results of the eXperience register, the main aim of which was to assess the influence of omalizumab therapy on healthcare system resources. In a group of 943 patients with uncontrolled atopic asthma, the use of omalizumab led to an increase in the number of patients without exacerbations from 6.8% to 54.1% and 67.3% in month 12 and 24, respectively. The intensity of the symptoms and the use of reliever drugs dropped by over 50%. Also the use of systemic corticosteroids decreased significantly [18]. The number of hospitalisations, visits to emergency rooms and unplanned medical consultations after 24 months dropped 7, 18 and 9.5 times, respectively. Similar experiences from Poland, from the centre in Lodz, indicate that a good or very good response is observed in over 80% of patients as early as in the 16th week of treatment. The number of exacerbations falls visibly in almost all patients, and an improvement of the disease control (ACQ score decreasing from 3.23 to 2.23) and patient quality life (AQLQ score increasing from 3.43 to 4.24) is observed [19].
Characteristics of biological therapies of asthma in Polish conditions
In Poland, biological drugs are available to patients with asthma as part of the therapeutic programme for severe asthma (Tables 4 and 5). In practice, the rules of the therapeutic programme do not have to comply with the information provided in the Summary of Product Characteristics (SmPC) for a given drug (Tables 6 and 7) [20]. As far as the omalizumab therapy programme is concerned, the next steps that should be taken are decreasing the eligibility age and increasing the spirometric criterion in accordance with the SmPC. Pursuant to Art. 15 of the Act of 27 August 2004 on publicly funded healthcare benefits, the healthcare benefits belonging to drug prescription programmes belong to guaranteed publicly funded benefits. Pursuant to Art. 6 of the Act on the reimbursement of medicines, foodstuffs intended for particular nutritional use and medical devices, the drugs used in drug prescription programmes constitute a separate reimbursement category and are given to programme participants free of charge. Currently, the drug prescription programme for severe allergic asthma is carried out in 44 centres in Poland which have executed appropriate agreements with the Polish National Health Fund. Biological therapies are administered in the out-patient scheme or during one-day hospitalisations. The patient must be considered eligible for the programme by an allergologist or pulmonologist working in one of the centres contracted for this benefit, in accordance with the criteria specified in the Notice of the Ministry of Health on the reimbursement of medicines, foodstuffs intended for particular nutritional uses and medical devices. In accordance with the current programme regulations, the efficiency of the biological therapy is evaluated in Week 16 (oma) or 24 (mepo), 52 and 104, and then after every 52 treatment weeks from the previous decision about the therapy continuation. The evaluation is based on the disease control, life quality, spirometry results, use of drugs (including SCS), number of exacerbations and response to therapy measured in the GETE scale.
Table 4
Table 5
Table 6
Table 7
The availability of biological therapies may be limited for practical and logistics reasons (transport, eligibility for therapy, care in the centres participating in the drug prescription programme). Currently, several dozen participating centres administer omalizumab to over 450 patients. The average number of patients receiving this drug in Poland is approximately 11/1 million inhabitants, and is almost the lowest in the whole European Union. The drug has been available on the market for over 10 years, with abundant clinical experience and many reports confirming its efficiency in everyday clinical practice and not only randomized clinical trials. There are also extensive databases confirming a good safety profile of this antibody. Since 1 November 2017, mepolizumab has become reimbursed within the drug prescription programme: “Treatment of severe, IgE-dependent allergic asthma (ICD-10 J45.0) and severe eosinophilic asthma (ICD-10 J 45)”. The works on the regulations of a therapeutic programme involving benralizumab and its introduction in Poland are in progress.
Selection of therapy for patients with diagnosed severe asthma
Thanks to the better understanding of the mechanisms responsible for the development of asthma and its uncontrolled course, as well as the advancement of medicine, recently there have appeared new methods of treatment for this group of patients which have been appreciated by the GINA experts. In the GINA 2018 report, the experts recommend the following approach for the step 5 treatment before the initiation of systemic corticosteroids:
in patients ≥ 12 years of age with exacerbations in medical history (regardless of the disease phenotype): introduction of tiotropium;
for an endotype with dominating type 2 airway inflammation:
The first step in the assessment of the disease phenotype is the evaluation whether its dominating pathomechanism is type 2 airway inflammation. Indirect markers of this type of inflammation include peripheral blood eosinophilia ≥ 150 cells/μl, FeNO > 20 ppb, sputum (≥ 2%), and a significant role of allergies in the clinical picture of the disease. There are no studies which would clearly define the phenotype of patients with the best response to a given type of biological therapy. In the case of omalizumab, there are a few studies proving the efficiency of this antibody in non-allergic asthma [21] and asthma concomitant to chronic rhinosinusitis with nasal polyps [22]. Similarly, mepolizumab was found to be effective for atopic and non-atopic asthma, steroid-dependent and steroid-independent asthma, and the key biomarkers of therapy efficiency include peripheral blood eosinophilia, bronchial obturation reversibility and body weight. Biological therapies are an interesting alternative in the case of severe asthma with concomitant chronic sinusitis, nasal polyps and hypersensitivity to aspirin and other NSAIDs [23]. Further real-life studies facilitating the optimum selection of biological therapy are necessary. Figure 1 presents a proposal of an algorithm for the allocation of patients suffering from severe asthma to biological therapies, taking into consideration the criteria of the therapeutic programme (based on [24]). Similarly, the therapy duration is still an open question. The current programme guidelines recommend suspending biological therapy after 24 months of successful therapy, and follow-up (visits every 4–6 weeks) for a period of at least 6 months with the assessment of the disease control. In the case of worsening, the drug may be reintroduced. The patient may be considered eligible for a biological therapy, if they meet all the inclusion criteria and do not meet any of the programme exclusion criteria. Kupryś et al. [19] described a group of 11 patients who after the introduction of omalizumab presented a good response to treatment, with the drop of the average SCS dose from 22.73 mg to 3.86 mg of prednisone. After the discontinuation of therapy with omalizumab, it was observed that the disease control gradually decreased, the use of systemic steroids increased to 33.33 mg/day and the number of exacerbations increased from 1.6 per year during the therapy to 5.2 per year. Nine out of eleven patients had serious exacerbations within first 5 months after the end of the omalizumab therapy. Taking into consideration the results of the clinical observations, it can be concluded that biological therapy duration should depend on the severity and duration of asthma.
Pharmacoeconomics of biological therapies in severe asthma
The description of direct and indirect costs in severe asthma was presented above. The introduction of biological therapy in medically justified cases of severe disease forms leads to a decreased demand for healthcare system resources, which results particularly from the reduction in the number of exacerbations, hospitalisations, unscheduled medical consultations and emergency services, proved both in clinical trials and real-life observations. The savings related to the reduction in indirect costs, improvement of life quality, reduction in the number of sick absences and better productivity at school and work should not be underestimated. However, these aspects are difficult to appraise in pharmacoeconomic analyses. The results of the analysis of the cost-efficiency of omalizumab therapy in Spain showed that the cost of therapy resulting in preventing one exacerbation is approx. EUR 1,131 per year, and the cost of a 3-point improvement in the ACT scale is EUR 4,125. In the comparison of standard therapy, biological therapy (omalizumab) and thermoplasty in the USA, the cost for omalizumab compared to standard therapy was estimated for USD 552/QALY (Quality-Adjusted Life Year) [5]. The analysis of contracts for hospital treatment within the drug prescription programme (omalizumab therapy) in 2014 in Poland showed that the National Health Fund (NFZ) executed programme-related contracts with 36 healthcare providers for a total sum of PLN 15.23 million. When divided by the number of inhabitants of a given province (value per capita), this gives PLN 0.40 per insured person.
Conclusions and practical recommendations
According to estimations, in Poland there are over 1,000 patients with severe uncontrolled allergic asthma, but only about 500 are treated within the severe asthma treatment programme. Therefore, not all patients who could benefit from this therapy receive biological treatment.
Severe asthma is a form of asthma which requires at least high doses of ICS in combination with a LABA or SCS for more than 50% of days/year to avoid loss of control, or asthma, which remains uncontrolled despite the treatment described above.
The disease control is defined on the basis on the control of the symptoms (ACQ, ACT questionnaires), the number of exacerbations and the results of spirometry.
Severe/uncontrolled asthma is also a form of the disease in which the disease control is deteriorating after any attempt at reducing high doses of inhaled corticosteroids or SCS.
The difficulties in controlling asthma do not always have to result from the severe course of the asthma itself, but may be related to the symptoms of concomitant diseases, presence of environmental factors or practical aspects (such as lack of compliance).
The diagnosis of asthma requires the exclusion of factors hindering the optimum control of the disease.
The suspicion of severe asthma requires in-depth differential diagnosis.
Patients with a suspected severe form of the disease should be referred to a specialist consultation (of an allergologist or a pulmonologist) in a centre experienced in the treatment of patients with severe asthma or should be under constant supervision in such a centre.
The incidence of severe asthma is estimated at 5–10% of the population of patients with bronchial asthma.
Severe asthma is a significant burden for the patients, their families and the healthcare system. This stems from intensified symptoms, costs of the medication, a significant impairment of everyday functioning and life quality as well as limitations in the social and professional life. From the perspective of healthcare systems, the burdens are related to numerous exacerbations, hospitalisations, additional unscheduled medical consultations, and medication use.
In the case of ineffectiveness of the step 4 GINA treatment (at least moderate/high doses of ICS + LABA), the patient should be referred to a specialist centre to consider the additional treatment.
Therapy intensification methods in severe asthma include introducing tiotropium, introducing anti-IgE (omalizumab) or anti-IL-5 (mepolizumab, reslizumab) biological therapy, or an antibody directed against α subunit of the IL-5 receptor (benralizumab), treatment guided by the induced sputum eosinophil count and bronchial thermoplasty.
Taking into consideration the burden for the patient and the healthcare system related to the use of SCS, therapy intensification for severe asthma should first involve the biological therapy and not the use of SCS.
When SCS are used for ≥ 3 months, osteoporosis prophylaxis is recommended.
The results of many randomised, placebo-controlled trials confirmed the efficiency of biological drugs in the improvement of disease control and patient life quality. The observed results included a decrease in the use of relievers, ICS and SCS, as well as a significant drop in the risk of exacerbations in the group of patients with severe asthma.
Real-life studies confirmed the efficiency of biological therapy in severe asthma in the everyday clinical practice.
In Poland, biological therapies are available to patients with asthma as part of the therapeutic programme for severe asthma.
In practice, the criteria of the therapeutic programme may change in the subsequent notices of the Ministry of Health and do not have to be identical with the assumptions of the SmPCs of the particular drugs.
The availability of biological therapies may be limited for practical and logistics reasons (transport, eligibility for therapy, care in the centres participating in the drug prescription programme).
The patient must be considered eligible for the programme by an allergologist or pulmonologist working in one of the centres with the contract for this benefit, in accordance with the criteria specified in the notice of the Ministry of Health on the reimbursement of medicines.
Current programme guidelines recommend suspending biological therapy after 24 months of successful therapy, and follow-up (visits every 4–6 weeks) for a period of at least 6 months with the assessment of the disease control. In the case of worsening, the drug may be reintroduced.
The experts recommend the following approach for the step 5 treatment before the initiation of systemic corticosteroids: introduction of tiotropium regardless of the disease phenotype in patients ≥ 12 years of age with exacerbations in medical history; phenotype-dependent treatment: omalizumab (anti-IgE) for allergic asthma; mepolizumab or reslizumab or benralizumab (anti-IL5) for eosinophilic asthma.
There are no biomarkers or studies which would clearly define the phenotype of patients with the best response to a given type of biological therapy.